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SEC and CFTC Further Extend Compliance Date for 2024 Form PF Amendments

SEC and CFTC Further Extend Compliance Date for 2024 Form PF Amendments

by Hutchinsons Law | Sep 9, 2026 | Law

On August 31, 2026, the Securities and Exchange Commission (the “SEC”) and the Commodity Futures Trading Commission (the “CFTC”) announced a further extension of the compliance date for the Form PF amendments adopted in February 2024, from...
CFTC Proposes Additional CPO and CTA Amendments for RIAs

CFTC Proposes Additional CPO and CTA Amendments for RIAs

by Hutchinsons Law | Aug 25, 2026 | Law

On August 18, 2026, the Commodity Futures Trading Commission (“CFTC”) approved a notice of proposed rulemaking.  The notice seeks comment on amendments to the registration framework applicable to commodity pool operators (“CPOs”) and...
CFTC Proposes Additional CPO and CTA Amendments for RIAs

CFTC Proposes Additional CPO and CTA Amendments for RIAs

by Hutchinsons Law | Aug 25, 2026 | Law

On August 18, 2026, the Commodity Futures Trading Commission (“CFTC”) approved a notice of proposed rulemaking.  The notice seeks comment on amendments to the registration framework applicable to commodity pool operators (“CPOs”) and...
CFTC Proposes Additional CPO and CTA Amendments for RIAs

CFTC Proposes Additional CPO and CTA Amendments for RIAs

by Hutchinsons Law | Aug 25, 2026 | Law

On August 18, 2026, the Commodity Futures Trading Commission (“CFTC”) approved a notice of proposed rulemaking.  The notice seeks comment on amendments to the registration framework applicable to commodity pool operators (“CPOs”) and...
SEC and CFTC Jointly Request Comment on Product Definitions

SEC and CFTC Jointly Request Comment on Product Definitions

by Hutchinsons Law | Jul 15, 2026 | Law

On June 18, 2026, the Securities and Exchange Commission (“SEC”) and Commodity Futures Trading Commission (“CFTC”) issued a joint request for public comment regarding potential updates to the definitions of “swap” and...
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