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SEC Rescission of the Pay-to-Play Rule: How Much Better Off Are Investment Advisers?

SEC Rescission of the Pay-to-Play Rule: How Much Better Off Are Investment Advisers?

by Hutchinsons Law | Sep 22, 2026 | Law

The proposed rescission of Rule 206(4)-5 (the Pay-to-Play Rule) under the Investment Advisers Act of 1940 (the Advisers Act) by the Securities and Exchange Commission (the SEC) has generally been celebrated by industry participants and observers. However, the relief...
The Ghost of CARS Rule Past: FTC and Connecticut Team Up on Junk Fees

The Ghost of CARS Rule Past: FTC and Connecticut Team Up on Junk Fees

by Hutchinsons Law | Sep 22, 2026 | Law

In this episode of Moving the Metal: The Auto Finance Podcast, hosts Brooke Conkle and Chris Capurso break down a recent $4 million settlement between the FTC and the Connecticut Attorney General’s Office against an auto dealership accused of deceptive pricing,...
The Ghost of CARS Rule Past: FTC and Connecticut Team Up on Junk Fees

The Ghost of CARS Rule Past: FTC and Connecticut Team Up on Junk Fees

by Hutchinsons Law | Sep 22, 2026 | Law

In this episode of Moving the Metal: The Auto Finance Podcast, hosts Brooke Conkle and Chris Capurso break down a recent $4 million settlement between the FTC and the Connecticut Attorney General’s Office against an auto dealership accused of deceptive pricing,...
SEC Proposes Eliminating Rule 14a-8: What the Proposed Rescission of the Federal Shareholder Proposal Rule Means for Public Companies and Proxy Season

SEC Proposes Eliminating Rule 14a-8: What the Proposed Rescission of the Federal Shareholder Proposal Rule Means for Public Companies and Proxy Season

by Hutchinsons Law | Sep 21, 2026 | Law

Key Takeaways On September 16, 2026, the SEC proposed to rescind Rule 14a-8, the longstanding federal rule requiring companies to include qualifying shareholder proposals in their proxy materials, which would shift the legal framework for shareholder proposals from...
SEC Proposes Eliminating Rule 14a-8: What the Proposed Rescission of the Federal Shareholder Proposal Rule Means for Public Companies and Proxy Season

SEC Proposes Eliminating Rule 14a-8: What the Proposed Rescission of the Federal Shareholder Proposal Rule Means for Public Companies and Proxy Season

by Hutchinsons Law | Sep 21, 2026 | Law

Key Takeaways On September 16, 2026, the SEC proposed to rescind Rule 14a-8, the longstanding federal rule requiring companies to include qualifying shareholder proposals in their proxy materials, which would shift the legal framework for shareholder proposals from...
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